DISCLOSURE

WIN Private Wealth, LLC

Last Updated: February 2026

Firm Information

WIN Private Wealth, LLC is a registered investment adviser. Our CRD number is 337723. Registration does not imply a certain level of skill or training. Our principal place of business is located in Elk Grove, California.

Services and Compensation

WIN Private Wealth provides fee-only financial planning and investment advisory services. We do not receive commissions, kickbacks, or any form of third-party compensation for the advice we provide or products we recommend.

For detailed information about our fees, please visit our Fees page or request a copy of our Form ADV Part 2A (our firm brochure), which contains important information about our services, fees, conflicts of interest, and business practices.

Fiduciary Standard

WIN Private Wealth operates under a fiduciary standard at all times. This means we are legally and ethically obligated to act in your best interest when providing investment advice and financial planning services.

No Client Relationship Created

The information provided on this website is for general informational and educational purposes only. It is not intended as investment, tax, or legal advice, and should not be construed as an offer to sell, a solicitation of an offer to buy, or a recommendation for any security or investment strategy.

Nothing on this website should be interpreted to state or imply that past results are an indication of future performance. No content on this site constitutes professional advice or a formal recommendation. Viewing this website or communicating with WIN Private Wealth does not create an advisory relationship.

Tax and Legal Advice

While we coordinate closely with CPAs and attorneys to provide comprehensive planning, WIN Private Wealth does not provide tax preparation, accounting, or legal services. We recommend you consult with qualified tax and legal professionals regarding your specific situation.

Forward-Looking Statements

Any projections, forecasts, or hypothetical scenarios discussed on this website or in our communications are based on assumptions and current market conditions, which are subject to change. There is no guarantee that any investment strategy will achieve its objectives or avoid losses.

Third-Party Links and Content

This website may contain links to third-party websites or reference third-party content for educational purposes. WIN Private Wealth is not responsible for the accuracy, legality, or content of external sites. These links do not constitute an endorsement of any third-party services, products, or organizations.

Privacy and Data Security

WIN Private Wealth takes client privacy and data security seriously. We maintain physical, electronic, and procedural safeguards to protect your personal information.

California Notice

WIN Private Wealth is registered as an investment adviser with the SEC and is licensed to conduct advisory business in California. Under California law, registered investment advisers are required to provide clients with a copy of Form ADV Part 2A prior to or at the time of entering into an advisory agreement.

Form ADV and Additional Information

For more detailed information about WIN Private Wealth, including our services, fees, potential conflicts of interest, disciplinary history, and business practices, you can:

• Request a copy of our Form ADV Part 2A by contacting us directly
• Access our public filings through the SEC's Investment Adviser Public Disclosure website at adviserinfo.sec.gov (CRD #337723)
• View our Form ADV Part 2A directly

Contact Information

If you have questions about this disclosure or would like to receive additional information, please contact us: